Banking & Regulatory Compliance

Lewis Roca Rothgerber Christie has a national reputation for its financial institutions practice, which encompasses nearly every legal discipline used by banks, bank holding companies, commercial finance companies, equipment leasing companies, and others in the financial arena. Our representation includes financial institution clients throughout the United States.

We combine experience in this area with other legal disciplines including securities, tax, employment, real estate, environmental law, and litigation, to effectively create solutions for our clients.

Our firm also offers a full range of services to its lending, leasing, and project finance clients. We advise financial institutions on a wide range of issues that can affect such transactions. Also, we have successfully represented our financial institutions clients in litigation and bankruptcy proceedings throughout the Western United States.

Commercial Lending

  • Commercial real estate secured loans
  • C&I lending and asset-based lines of credit
  • Loan document drafting and review
  • Letters of credit
  • SBA lending
  • Tax credit financing (LIHTC and new market)
  • Tax exempt and conduit loans
  • TIF/PIF financing

Collections and Foreclosure

  • Collections, forbearance and restructuring
  • Creditor’s rights and bankruptcy
  • Foreclosures and deeds-in-lieu
  • Lender liability defense
Read More >

Corporate Finance and Securities

  • De novo financial institution charters
  • FDIC-assisted acquisitions
  • Holding company formation
  • Leveraged acquisitions
  • Mergers and acquisitions
  • Stock offerings
  • Subchapter S corporate restructuring
  • Tender offers
  • Trust preferred
  • Branch purchases and sales
  • Public and private equity offerings
  • Subordinated and secured debt
  • Bank stock loans
  • Regulatory applications
  • Securities law compliance

Directors and Management Advisory Services

  • Corporate governance
  • Director and officer education, defense, and representation
  • Regulatory compliance and defense
  • Troubled bank representation
  • Shareholder issues and agreements
  • Strategic planning advice and assistance
  • Equity incentive plans

Other Services

  • Affiliate transactions
  • Compliance and disclosure
  • Employee benefits/ESOPS
  • Intellectual property
  • Lending limit advice
  • Bank operations
  • Purchase/sale of real property for bank sites
  • Regulatory compliance
  • REO disposition
  • Trade name and trademark protection
  • Uniform Commercial Code

Business Transactions

Scott K. Brown
Scott K. Brown
Partner
Phoenix
sbrown@​lrrc.com
602.262.5321 / vCard
Scott D. DeWald
Scott D. DeWald
Partner
Phoenix
sdewald@​lrrc.com
602.262.5333 / vCard
Philip A. Feigin
Philip A. Feigin
Partner
Denver, Tucson
pfeigin@​lrrc.com
303.628.9509 / vCard
Tennyson W. Grebenar
Tennyson W. Grebenar
Partner
Denver
tgrebenar@​lrrc.com
303.628.9522 / vCard
Stephen T. Johnson
Stephen T. Johnson
Partner
Denver
sjohnson@​lrrc.com
303.628.9543 / vCard
William P. Johnson
William P. Johnson
Partner
Denver
wjohnson@​lrrc.com
303.628.9544 / vCard
Kevin M. Kelly
Kevin M. Kelly
Partner
Denver
KKelly@​lrrc.com
303.628.9514 / vCard
H. William Mahaffey
H. William Mahaffey
Partner
Colorado Springs
wmahaffey@​lrrc.com
719.386.3005 / vCard
Lindsay L. McKae
Lindsay L. McKae
Partner
Denver
lmckae@​lrrc.com
303.628.9511 / vCard
Karen L. Witt
Karen L. Witt
Partner
Denver
kwitt@​lrrc.com
303.628.9586 / vCard
Emily Charlesworth
Emily Charlesworth
Associate
Denver
echarlesworth@​lrrc.com
303.628.9516 / vCard

Litigation

Paul A. Matteoni
Paul A. Matteoni
Partner
Reno
pmatteoni@​lrrc.com
775.321.3425 / vCard
Trevor G. Bartel
Trevor G. Bartel
Associate
Denver
tbartel@​lrrc.com
303.628.9591 / vCard
Conor Flanigan
Conor Flanigan
Associate
Denver
cflanigan@​lrrc.com
303.628.9549 / vCard
Justin Henderson
Justin Henderson
Associate
Phoenix
jhenderson@​lrrc.com
602.262.5738 / vCard

Related News

09/07/2016
September ABI Journal includes article from Scott K. Brown
Bankruptcy attorney from Lewis Roca Rothgerber Christie writes ‘Don't Hate Me for Being Critical'
07/29/2016
Brown contributes to book on bankruptcy mediation
Attorney from Lewis Roca Rothgerber Christie shares insights on process
07/21/2016
State Bar of Arizona adds Hudgens to Appointments Committee
Attorney from Regulatory and Government practice group selected for post in statewide legal organization
06/15/2016
Trachok re-elected chair of Nevada Board of Regents
Lewis Roca Rothgerber Christie attorney has served on the Board of Regents since 2011
06/06/2016
‘Nevada Legal Elite' includes nine attorneys from Lewis Roca Rothgerber Christie
Law firm ranks in top 5 for lawyers included in Nevada Business Magazine's 2016 list
04/12/2016
Arizona, New Mexico attorneys selected as Southwest Super Lawyers
Annual listings reflect peer recognition and professional achievement
03/22/2016
Pro bono service awards presented by Lewis Roca Rothgerber Christie
Annual awards honor memory of lawyer dedicated to equal justice and professionalism
8/27/2015
Lewis Roca Rothgerber adds attorney to Business Transactions Group
Emily Charlesworth joins growing general practice firm in Denver

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